Credit Suisse hit with $6.5 million U.S. fine for supervisory lapses

December 24, 2019 admin Business News Comments Off on Credit Suisse hit with $6.5 million U.S. fine for supervisory lapses

The U.S. Financial Industry Regulatory Authority (FINRA) and major exchanges have fined Credit Suisse’s U.S.-based securities business $6.5 million for supervisory failings, FINRA said late on Monday.

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Source:: Reuters – Business News